Eric Mindham, financial advisor Richland Center WI

Eric Mindham

CRD Number: 6756083
Current Firm: Lpl Financial LLC

Eric Mindham (CRD# 6756083) is an Investment Advisor Representative working at Lpl Financial LLC in Richland Center, WI and has over 6 years of experience in the finance industry.

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Company Name Location Dates Years
Ica Group Wealth Management, LLC Richland Center, WI Aug 2021 - Current 2
Lpl Financial LLC Richland Center, WI Nov 2017 - Current 6
Investment Centers Of America, Inc. Richland Center, WI Feb 2017 - Nov 2017 < 1
Trust Point, Inc. La Crosse, WI Nov 2015 - Jan 2017 1
Uw - La Crosse La Crosse, WI Sep 2014 - Dec 2016 2
Kwik Trip La Crosse, WI Jun 2014 - Dec 2015 1
Associated Bank La Crosse, WI Jan 2015 - Nov 2015 < 1
Hartung Brothers, Inc. Spring Green, WI Jun 2008 - Jul 2014 6
Uw - Richland Richland Center, WI Sep 2013 - May 2014 < 1
Uw - Richland Richland Center, WI Feb 2013 - May 2014 1
Uw - Richland Richland Center, WI Sep 2012 - May 2014 1
Uw - Richland Richland Center, WI Sep 2012 - May 2014 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2017
Contact Info for Eric R. Mindham
Phone Number: 704-733-3300
Registered State(s):
  • WI
By the Numbers
  • Total Assets Under Management
    463,475
    MILLIONS
  • Total Number of Accounts
    1,910,545
    ACCOUNTS
  • Average Account Value
    $242,588
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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