Nicholas Parker (CRD# 6956088) is an Investment Advisor Representative working at Seaborn Financial, LLC in Austin, TX and has over 5 years of experience in the finance industry. Nicholas Parker has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4431657
Pbl Wealth Management
CRD# 5872877
Orchard Financial
CRD# 2827672
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Company Name | Location | Dates | Years |
---|---|---|---|
Seaborn Financial, LLC | Richland, WA | Jun 2021 - Current | 2 |
Hfg Trust | Kennewick, WA | Oct 2020 - May 2021 | < 1 |
The Vanguard Group, Inc. | Scottsdale, AZ | Jun 2018 - Oct 2020 | 2 |
Texas Tech University | Lubbock, TX | Jan 2017 - May 2018 | 1 |
Texas Tech University | Lubbock, TX | Jan 2017 - May 2018 | 1 |
United Games | Orem, UT | Sep 2016 - Dec 2016 | < 1 |
Brigham Young University | Provo, UT | Jun 2014 - Dec 2016 | 2 |
Brigham Young University Laundry | Provo, UT | Jul 2014 - Jun 2015 | < 1 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | Jul 2018 |
- TX
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Total Assets Under Management83MILLIONS
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Total Number of Accounts355ACCOUNTS
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Average Account Value$233,740
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops
TX
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