Matthew Poole (CRD# 5074516) is an Investment Advisor Representative working at Dark Horse Advisors LLC in Rancho Santa Fe, CA and has over 18 years of experience in the finance industry. Matthew Poole has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2946276
Lpl Financial LLC
CRD# 1563615
Ubs Financial Services Inc.
CRD# 2705314
Lpl Financial LLC
The CFP is the gold standard for financial professionals who perform comprehensive financial planning. CFPs must undergo rigorous exams and meet other requirements to obtain this designation.
Like the CFP, ChFCs take extensive coursework on a wide variety of financial planning topics. ChFCs actually take more coursework than CFPs, but are not required to prove their knowledge through a board examination.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Dark Horse Advisors, LLC | Henderson, NV | Jan 2023 - Current | 1 |
| Dfpg Investments, Inc. | South Jordan, UT | Jul 2016 - Current | 7 |
| First Allied Securites | San Diego, CA | Jun 2012 - Jul 2016 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Mar 2006 |
- CA
- NV
-
Total Assets Under Management61MILLIONS
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Total Number of Accounts185ACCOUNTS
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Average Account Value$329,094
- A percentage of assets under your management
- Subscription fees (for a newsletter or periodical)
- Fixed fees (other than subscription fees)
- Other
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Other
CA, NV
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