Miri Upton (CRD# 4651020) is an Investment Advisor Representative working at Securities America Advisors, Inc. in Ramsey, NJ and has over 19 years of experience in the finance industry.
CRD# 5366446
Legacy Care Wealth, LLC
CRD# 5241462
Ubs Financial Services Inc.
CRD# 4132890
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Securities America, Inc. | Ramsey, NJ | Sep 2018 - Current | 5 |
| Securities America Advisors | Ramsey, NJ | Sep 2018 - Current | 5 |
| Mommies And Money, LLC | Mahwah, NJ | Sep 2012 - Current | 11 |
| Equity Services, Inc. | Montpelier, VT | Feb 2014 - Sep 2018 | 4 |
| True North Financial Solutions/national Life Group | White Plains, NY | Dec 2013 - Sep 2018 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Aug 2004 |
- CA
- MD
- MA
- NH
- NJ
- VA
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Total Assets Under Management40,420MILLIONS
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Total Number of Accounts211,150ACCOUNTS
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Average Account Value$191,430
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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