Walter Brady (CRD# 6451639) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Raleigh, NC and has over 7 years of experience in the finance industry. Walter Brady has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2651246
Ae Wealth Management, LLC
CRD# 1158688
Townsend Asset Management Corp.
CRD# 1587979
Raymond James & Associates, Inc.
Company Name | Location | Dates | Years |
---|---|---|---|
J.p. Morgan Chase Bank, N.a. | Raleigh, NC | Mar 2021 - Current | 3 |
J.p. Morgan Securities LLC | Raleigh, NC | Mar 2021 - Current | 3 |
Ubs Financial Services | Charlotte, NC | Jul 2017 - Mar 2021 | 3 |
Ubs Financial Services | Charlotte, NC | May 2016 - Jun 2017 | 1 |
Zero Chaos | Charlotte, NC | Oct 2015 - Dec 2016 | 1 |
Olde Town Development LLC | Morehead City, NC | Jun 2015 - Nov 2015 | < 1 |
Sea Classics Trading | Morehead City, NC | Jul 2015 - Oct 2015 | < 1 |
North Carolina State University | Raleigh, NC | Aug 2011 - May 2015 | 3 |
Massmutual Financial Group | Raleigh, NC | Oct 2014 - Apr 2015 | < 1 |
42nd Street Oyster Bar | Raleigh, NC | Sep 2013 - Apr 2015 | 1 |
Sound Bank | Morehead City, NC | Jun 2014 - Jul 2014 | < 1 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | Jul 2016 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- NC
- TX
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Total Assets Under Management249,731MILLIONS
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Total Number of Accounts1,034,072ACCOUNTS
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Average Account Value$241,502
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