Thomas Cody (CRD# 7595411) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Raleigh, NC and has 1 year of experience in the finance industry.
CRD# 2651246
Ae Wealth Management, LLC
CRD# 1158688
Townsend Asset Management Corp.
CRD# 1587979
Raymond James & Associates, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Raleigh, NC | Jul 2022 - Current | 2 |
| Unemployed | Ft. Wright, KY | Jun 2022 - Jun 2022 | < 1 |
| University Of South Carolina | Columbia, SC | Aug 2021 - May 2022 | < 1 |
| Jcb Industries | Columbia, SC | Apr 2021 - May 2022 | 1 |
| Lucas Landscaper | Ft. Thomas, KY | May 2019 - Aug 2021 | 2 |
| University Of South Carolina | Columbia, SC | Aug 2020 - May 2021 | < 1 |
| University Of South Carolina | Columbia, KY | Aug 2019 - May 2020 | < 1 |
| University Of South Carolina | Columbia, SC | Aug 2018 - May 2019 | < 1 |
| Vector Marketing Corporation | Florence, KY | Jun 2018 - Aug 2018 | < 1 |
| Covington Catholic High School | Park Hills, KY | Aug 2017 - May 2018 | < 1 |
| Skyline Chili | Ft. Wright, KY | Sep 2016 - Jul 2017 | < 1 |
| Covington Catholic High School | Park Hills, KY | Aug 2016 - May 2017 | < 1 |
| Minor - Unemployed | Ft. Wright, KY | Jun 2016 - Jul 2016 | < 1 |
| Covington Catholic High School | Park Hills, KY | Aug 2015 - May 2016 | < 1 |
| Minor - Unemployed | Ft. Wright, KY | Jun 2015 - Jul 2015 | < 1 |
| Covington Catholic High School | Park Hills, KY | Aug 2014 - May 2015 | < 1 |
| Minor - Unemployed | Ft. Wright, KY | Jun 2014 - Jul 2014 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Oct 2023 |
- NC
- TX
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Total Assets Under Management1,271,594MILLIONS
-
Total Number of Accounts2,911,578ACCOUNTS
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Average Account Value$436,737
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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