Grace Kelly (CRD# 6456173) is an Investment Advisor Representative working at First Oak Wealth Management, LLC in Raleigh, NC and has over 8 years of experience in the finance industry. Grace Kelly has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2651246
Ae Wealth Management, LLC
CRD# 1158688
Townsend Asset Management Corp.
CRD# 1587979
Raymond James & Associates, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| First Oak Wealth Management LLC | Raleigh, NC | Oct 2018 - Current | 5 |
| N/a | Raleigh, NC | Oct 2018 - Oct 2018 | < 1 |
| Morgan Stanley Smith Barney | Raleigh, NC | Aug 2018 - Oct 2018 | < 1 |
| N/a | Raleigh, NC | Apr 2018 - Aug 2018 | < 1 |
| Charles Schwab & Company, Inc. | Little Rock, AR | Oct 2016 - Apr 2018 | 1 |
| Charles Schwab Bank | Little Rock, AR | May 2016 - Mar 2018 | 1 |
| Charles Schwab & Company, Inc. | Lone Tree, CO | Feb 2015 - Oct 2016 | 1 |
| N/a | Colorado Springs, CO | Dec 2014 - Feb 2015 | < 1 |
| Colorado State University | Fort Collins, CO | Aug 2014 - Dec 2014 | < 1 |
| N/a | Colorado Springs, CO | Oct 2008 - Dec 2014 | 6 |
| Beaver Run Resort And Conference Center | Breckenridge, CO | May 2014 - Aug 2014 | < 1 |
| Colorado State University | Fort Collins, CO | Jan 2014 - May 2014 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Jun 2015 |
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Total Assets Under Management253MILLIONS
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Total Number of Accounts609ACCOUNTS
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Average Account Value$415,183
- A percentage of assets under your management
- Hourly charges
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
CA, NC, SC
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