Catherine Walther, financial advisor Raleigh NC

Catherine Walther

CRD Number: 7921640
Current Firm: State Farm Investment Management Corp.

Catherine Walther (CRD# 7921640) is an Investment Advisor Representative working at State Farm Investment Management Corp. in Raleigh, NC and has 1 year of experience in the finance industry.

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Company Name Location Dates Years
State Farm Vp Management Corp Raleigh, NC May 2024 - Current < 1
State Farm Insurance Raleigh, NC Nov 2014 - Current 9
State Farm Huntington, NY May 2013 - Oct 2014 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 2023
S65 NASAA Investment Advisors Law Examination Jul 2023
Contact Info for Catherine Walther
Phone Number: 800-447-0740
Registered State(s):
  • DE
  • NC
By the Numbers
  • Total Assets Under Management
    10,165
    MILLIONS
  • Total Number of Accounts
    4
    ACCOUNTS
  • Average Account Value
    $2,541,134,043
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for investment companies (as well as "business development companies")
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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