David Hsu (CRD# 4140214) is an Investment Advisor Representative working at Newday in Puyallup, WA and has over 24 years of experience in the finance industry.
CRD# 872944
Abraham & Company, Inc.
CRD# 6013099
Edward Jones
CRD# 4387214
Columbia River Advisors
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Newday | Tiburon, CA | Oct 2023 - Current | < 1 |
| Consultant | Puyallup, WA | Feb 2023 - Sep 2023 | < 1 |
| Incapital LLC | San Francisco, CA | Jul 2021 - Jan 2023 | 1 |
| 280 Securities LLC | Seattle, WA | Nov 2016 - Jun 2021 | 4 |
| Grow Capital Management | San Francisco, CA | Jun 2016 - Feb 2017 | < 1 |
| 280 Securities LLC | San Francisco, CA | Jun 2016 - Nov 2016 | < 1 |
| Liberty Group LLC | Oakland, CA | Jun 2012 - Nov 2016 | 4 |
| Neighborly Securities | San Francisco, CA | Mar 2016 - May 2016 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | May 2000 |
| S66 | NASAA Uniform Combined State Law Examination | Jun 2016 |
| S65 | NASAA Investment Advisors Law Examination | Aug 2016 |
- WA
-
Total Assets Under Management117MILLIONS
-
Total Number of Accounts26ACCOUNTS
-
Average Account Value$4,515,486
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Selection of other advisers (including private fund managers)
AZ, CA, FL, MN, NY, OH, WA, WI
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