Katherine Dean (CRD# 6010395) is an Investment Advisor Representative working at Morgan Stanley in Purchase, NY and has over 7 years of experience in the finance industry.
CRD# 6381165
A.g.p / Alliance Global Partners
CRD# 2963357
Hsbc Securities (usa) Inc.
CRD# 4896689
J.p. Morgan Securities LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Morgan Stanley Services Group Inc. | Mentor, OH | May 2023 - Current | 1 |
| Morgan Stanley | Mentor, OH | Jul 2021 - Current | 2 |
| Pnc Investments | Pittsburgh, PA | Apr 2019 - Jul 2021 | 2 |
| Pnc Investments | Cleveland, OH | Jan 2018 - Mar 2019 | 1 |
| Pnc Investments | Cleveland, OH | Apr 2016 - Jan 2018 | 1 |
| Valmark Securities, Inc. | Akron, OH | Jan 2015 - Apr 2016 | 1 |
| Valmark Securities, Inc. | Akron, OH | Sep 2014 - Jan 2015 | < 1 |
| Lineweaver Financial Group | Valley View, OH | Dec 2011 - Sep 2014 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Jul 2016 |
- OH
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Total Assets Under Management1,402,426MILLIONS
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Total Number of Accounts2,405,783ACCOUNTS
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Average Account Value$582,939
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Performance-based fees
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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