Alan Anderson, financial advisor Prescott AZ

Alan Anderson

CRD Number: 4881991
Current Firm: Yavapai Financial Planning, LLC

Alan Anderson (CRD# 4881991) is an Investment Advisor Representative working at Yavapai Financial Planning, LLC in Prescott, AZ and has over 15 years of experience in the finance industry. Alan Anderson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Yavapai Financial Planning, LLC Prescott, AZ Jan 2012 - Current 8
Taylor And Padgett Financial Group LLC Prescott, AZ Jul 2006 - Jan 2012 5
Royal Alliance Associates, Inc. Prescott, AZ Dec 2004 - Jan 2012 7
Cdsc Inc, Dba Taylor And Padgett Prescott, AZ Aug 2004 - Jan 2012 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2005
S65 NASAA Investment Advisors Law Examination Apr 2005
Contact Info for Alan A. Anderson
Phone Number: 928-445-7238
Firm Website: http://www.yfplan.com
Registered State(s):
  • AZ
By the Numbers
  • Total Assets Under Management
    12
    MILLIONS
  • Total Number of Accounts
    110
    ACCOUNTS
  • Average Account Value
    $111,842
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AZ

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BADGES
Clean Record
This advisor has a clean track record with regulators.

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