Christopher Stala
CRD Number: 2277010Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Christopher Stala (CRD# 2277010) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Poughkeepsie, NY and has over 31 years of experience in the finance industry.
CRD# 7025158
Oppenheimer & Company Inc.
CRD# 5619407
Edward Jones
CRD# 5727035
J.p. Morgan Securities LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Bank Of America, N.a. | Kingston, NY | Jan 2020 - Current | 4 |
Merrill Lynch, Pierce, Fenner & Smith Incorporated | Kingston, NY | Nov 2019 - Current | 4 |
Begnal Motors | Kingston, NY | Oct 2019 - Nov 2019 | < 1 |
Morgan Stanley Private Bank, N.a. | New York, NY | Mar 2018 - Sep 2019 | 1 |
Buckman & Reid Inc. | Little Silver, NJ | Apr 2016 - Jan 2018 | 1 |
Terranova Capital Equities, Inc Fka European Amer Eq, Inc. | New York, NY | Feb 2010 - Mar 2016 | 6 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Oct 1992 |
S66 | NASAA Uniform Combined State Law Examination | Feb 2018 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CT
- NY
- TX
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Total Assets Under Management1,271,594MILLIONS
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Total Number of Accounts2,911,578ACCOUNTS
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Average Account Value$436,737
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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