James Sumner (CRD# 5496681) is an Investment Advisor Representative working at Ashton Thomas Private Wealth in Portland, OR and has over 16 years of experience in the finance industry.
CRD# 6758430
Middleton & Company
CRD# 2959986
Rain Capital Management
CRD# 6375005
Edward Jones
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Ashton Thomas Private Wealth, LLC | Scottsdale, AZ | Nov 2022 - Current | 1 |
| Fortitude Advisory Group | Gig Harbor, WA | Jun 2021 - Nov 2022 | 1 |
| Cetera Investment Services LLC | St Cloud, MN | Apr 2019 - May 2021 | 2 |
| Washington Trust Bank | Portland, OR | Jun 2017 - May 2021 | 3 |
| Keybanc Capital Markets Inc. | Portland, OR | Apr 2015 - Jun 2017 | 2 |
| Pacific Crest Securities | Portland, OR | Feb 2008 - Apr 2015 | 7 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Apr 2008 |
| S66 | NASAA Uniform Combined State Law Examination | Sep 2021 |
- AZ
- FL
- OR
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Total Assets Under Management2,892MILLIONS
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Total Number of Accounts5,334ACCOUNTS
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Average Account Value$542,104
- A percentage of assets under your management
- Hourly charges
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Other
AL, AR, AZ, CA, CO, CT, FL, GA, ID, IL, LA, MA, MD, MI, MN, MO, MT, NC, NE, NJ, NM, NV, NY, OH, OR, SC, TX, UT, VA, WA, WI, WY
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