Scott Dow
CRD Number: 1258490Current Firm: Ameriprise Financial Services, LLC
Compensation Model: Both
CRD# 6528663
Ubs Financial Services Inc.
CRD# 2883211
R M Davis Inc.
CRD# 4862526
Commonwealth Financial Network
Company Name | Location | Dates | Years |
---|---|---|---|
Ameriprise Financial Services, LLC | Portsmouth, NH | Mar 2020 - Current | 4 |
Ameriprise Financial Services, Inc. | Portland, ME | Jun 2016 - Mar 2020 | 3 |
Northwestern Mutual Wealth Management Company | Milwaukee, WI | May 2007 - Jun 2016 | 9 |
Nml Equity Services,inc. | Milwaukee, WI | Jun 1984 - Jun 2016 | 32 |
Northwestern Mutual Investment Services, LLC | Milwaukee, WI | Mar 1984 - Jun 2016 | 32 |
The Northwestern Mutual Life Insurance C | Milwaukee, WI | Mar 1984 - Jun 2016 | 32 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Nov 1999 |
S65 | NASAA Investment Advisors Law Examination | Dec 1999 |
- ME
- NH
-
Total Assets Under Management479,794MILLIONS
-
Total Number of Accounts2,284,921ACCOUNTS
-
Average Account Value$209,983
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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