John Spoleti (CRD# 2593923) is an Investment Advisor Representative working at Park Avenue Securities LLC in Port Jefferson Station, NY and has over 29 years of experience in the finance industry.
CRD# 4658014
Northwestern Mutual Investment Services,llc
CRD# 2637653
Wells Fargo Advisors
CRD# 1538140
Lpl Financial LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Park Avenue Securities | Port Jefferson Station, NY | Jun 2019 - Current | 4 |
Guardian Life Insurance | Port Jefferson Station, NY | Jun 2019 - Current | 4 |
Guardian Life Insurance | Miller Place, NY | Mar 2018 - Jun 2019 | 1 |
Park Avenue Securities | Miller Place, NY | Mar 2018 - Jun 2019 | 1 |
Guardian Life Insurance Company | Jericho, NY | Nov 2014 - Mar 2018 | 3 |
Park Avenue Securities LLC | Jericho, NY | Nov 2014 - Mar 2018 | 3 |
Guardian Life Insurance Co Of America | Woodbury, NY | Dec 2012 - Nov 2014 | 1 |
Park Avenue Securities LLC | Woodbury, NY | Dec 2012 - Nov 2014 | 1 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Mar 1995 |
S65 | NASAA Investment Advisors Law Examination | Jun 1999 |
S66 | NASAA Uniform Combined State Law Examination | May 2014 |
- CA
- CO
- CT
- FL
- MD
- MA
- NV
- NJ
- NY
- NC
- OR
- SC
- TX
- WI
-
Total Assets Under Management11,882MILLIONS
-
Total Number of Accounts62,811ACCOUNTS
-
Average Account Value$189,164
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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