German Mora (CRD# 5032958) is an Investment Advisor Representative working at Ernst & Young Investment Advisers LLP in Poinciana, FL and has over 17 years of experience in the finance industry.
CRD# 5855622
Financial Harvest Wealth Advisors
CRD# 1009942
Ubs Financial Services Inc.
CRD# 4845592
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Tapfin/ey | Orlando, FL | Sep 2023 - Current | < 1 |
| Gagni Asset Management LLC | San Antonio, TX | Nov 2021 - Current | 2 |
| San Blas Securities/sb Advisory | Atlanta, GA | May 2021 - Dec 2021 | < 1 |
| Intercam Securities | Miami, FL | Jun 2019 - Mar 2021 | 1 |
| Mora Wealth Management | Miami, FL | Aug 2017 - Jun 2019 | 1 |
| Gm Financial & Trust LLC | Miami, FL | Feb 2017 - Aug 2017 | < 1 |
| Wells Fargo Advisors | Miami, FL | Nov 2016 - Feb 2017 | < 1 |
| Merrill Lynch | San Antonio, TX | Jan 2015 - Dec 2016 | 1 |
| Wells Fargo Advisors | San Antonio, TX | Jan 2015 - Dec 2016 | 1 |
| In Transition To New Firm | San Antonio, TX | Dec 2014 - Dec 2014 | < 1 |
| Bbva Securities | San Antonio, TX | May 2013 - Nov 2014 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Aug 2006 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- FL
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Total Assets Under Management0MILLIONS
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Total Number of Accounts0ACCOUNTS
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Average Account Value$0
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