Keith Morris (CRD# 2574251) is an Investment Advisor Representative working at Steward Partners Investment Advisory, LLC in Plymouth Meeting, PA and has over 29 years of experience in the finance industry.
CRD# 2972218
Lpl Financial LLC
CRD# 6180296
Oppenheimer & Company Inc.
CRD# 1272342
Lpl Financial LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Steward Partners Investment Solutions, LLC | Conshohocken, PA | May 2022 - Current | 2 |
Steward Partners Investment Advisory, LLC | New York, NY | Jun 2019 - Current | 4 |
Steward Partners Global Advisory, LLC | Conschohocken, PA | Jun 2019 - Current | 4 |
Raymond James Financial Services, Inc. | Conshohocken, PA | Sep 2013 - May 2022 | 8 |
Raymond James Financial Services Advisors Inc. | Conshohocken, PA | Sep 2013 - Jun 2020 | 6 |
Morbark,llc | Plymouth Meeting, PA | Sep 2017 - Jul 2018 | < 1 |
Mormurall LLC | Plymouth Meeting, PA | Dec 2009 - Dec 2016 | 7 |
Non-variable Insurance | Conshohocken, PA | Apr 2014 - May 2016 | 2 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Mar 1995 |
S65 | NASAA Investment Advisors Law Examination | Jan 2006 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- LA
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- TX
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Total Assets Under Management15,388MILLIONS
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Total Number of Accounts30,287ACCOUNTS
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Average Account Value$508,088
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