Jay Riggs, financial advisor Pleasant Grove UT

Jay Riggs

CRD Number: 2394147
Current Firm: Riggs Capital Management, LLC

Jay Riggs (CRD# 2394147) is an Investment Advisor Representative working at Riggs Capital Management, LLC in Pleasant Grove, UT and has over 30 years of experience in the finance industry.

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Equitable Advisors, LLC
Company Name Location Dates Years
Emerson Equity LLC San Mateo, CA Oct 2019 - Current 4
Dfpg Investments, Inc. Sandy, UT Jul 2017 - Current 6
Riggs Capital Management, LLC Orem, UT Apr 2002 - Current 21
Orchard Securities Lehi, UT Jul 2016 - Jul 2017 1
Triad Advisors, Inc. Norcross, GA Mar 2009 - Jul 2016 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 1993
S65 NASAA Investment Advisors Law Examination Nov 1998
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Jay A. Riggs
Phone Number: 801-221-7923
Registered State(s):
  • CA
  • TX
  • UT
By the Numbers
  • Total Assets Under Management
    253
    MILLIONS
  • Total Number of Accounts
    372
    ACCOUNTS
  • Average Account Value
    $680,078
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Other
Types of Clients
Registered States

AZ, CA, KY, MI, NH, TX, UT, VA, WA, WY

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