Julia AcerCRD Number: 5739535
Current Firm: Schwab Private Client Investment Advisory, Inc.
Julia Acer (CRD# 5739535) is an Investment Advisor Representative working at Schwab Private Client Investment Advisory, Inc. in Phoenix, AZ and has over 8 years of experience in the finance industry.
Commonwealth Financial Network
Woodbury Financial Services, Inc.
|Schwab Private Client Investment Advisory, Inc.||Phoenix, AZ||Jan 2012 - Current||8|
|Charles Schwab & Company, Inc.||Phoenix, AZ||Nov 2009 - Current||10|
|Southwest Institute Of Healing Arts||Tempe, AZ||Nov 2004 - Current||15|
|See's Candies||Phoenix, AZ||Nov 2008 - Apr 2010||1|
|3ho Corporation/yoga Phoenix||Phoenix, AZ||Jul 2009 - Jan 2010||< 1|
|Unemployed||Phoenix, AZ||Apr 2008 - Nov 2009||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 2011|
|S66||NASAA Uniform Combined State Law Examination||Aug 2011|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
- Customer Dispute
Total Assets Under Management91,149MILLIONS
Total Number of Accounts182,872ACCOUNTS
Average Account Value$498,433
- Financial planning services
- Portfolio management for individuals and/or small businesses
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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