Jeffrey Locke (CRD# 7369253) is an Investment Advisor Representative working at Awm Capital, LLC in Los Angeles, CA and has over 3 years of experience in the finance industry. Jeffrey Locke has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 1620034
Raymond James & Associates, Inc.
CRD# 5779397
Madison Avenue Securities, LLC
CRD# 2485305
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Awm Capital, LLC | Pheoenix, AZ | Jan 2023 - Current | 1 |
| Five Oceans Advisors LLC | Santa Monica, CA | May 2020 - Jan 2023 | 2 |
| Five Oceans Advisors | Santa Monica, CA | Feb 2020 - May 2020 | < 1 |
| Na | Santa Monica, CA | Mar 2019 - Feb 2020 | < 1 |
| Alliance Of American Football | Glendale, AZ | Jan 2019 - Mar 2019 | < 1 |
| Na | San Francisco, CA | Sep 2018 - Jan 2019 | < 1 |
| San Francisco 49ers | San Francisco, CA | Mar 2018 - Sep 2018 | < 1 |
| Na | San Francisco, CA | Oct 2017 - Mar 2018 | < 1 |
| Detroit Lions | Detroit, MI | Sep 2017 - Oct 2017 | < 1 |
| Indianapolis Colts | Indianapolis, IN | Apr 2017 - Sep 2017 | < 1 |
| Minnesota Vikings | Minneapolis, MN | Mar 2013 - Mar 2017 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Mar 2021 |
- CA
- TX
-
Total Assets Under Management861MILLIONS
-
Total Number of Accounts2,463ACCOUNTS
-
Average Account Value$349,431
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
AZ, CA, CO, FL, GA, IN, LA, MA, MO, NC, NH, NV, OH, SC, TN, TX, WA
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