Caroline Carley (CRD# 6643952) is an Investment Advisor Representative working at Invesco Advisers, Inc. in Philadelphia, PA and has over 7 years of experience in the finance industry.
CRD# 2629855
Investment Management & Planning LLC
CRD# 1982803
Ameriprise Financial Services, LLC
CRD# 1796733
Carnegie Wealth Management, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Invesco | Boston, MA | Apr 2017 - Current | 7 |
| Ubs Financial Services Inc. | Boston, MA | Jun 2016 - Apr 2017 | < 1 |
| College Of The Holy Cross | Worcester, MA | Aug 2014 - Jun 2016 | 1 |
| Women's Sports Foundation | New York, NY | Jun 2014 - Aug 2014 | < 1 |
| College Of The Holy Cross | Worcester, MA | Aug 2013 - Jun 2014 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Mar 2017 |
- TX
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Total Assets Under Management746,325MILLIONS
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Total Number of Accounts38,517ACCOUNTS
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Average Account Value$19,376,520
- A percentage of assets under your management
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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