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Distance Metro area (25 miles)
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COMPENSATION Either
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DESIGNATIONS
- CFA = Chartered Financial Analyst
- CFP = Certified Financial Planner
- ChFC = Chartered Financial Consultant
- CIMA = Certified Investment Management Analyst
- CDFA = Certified Divorce Financial Analyst
- CPA = Certified Public Accountant
- PFS = Personal Financial Specialist
- CFP
- CFA
- ChFC
- CDFA
- CPA
- CIMA
- PFS
Dave Stewart (CRD# 1121544) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Carmel, CA and has over 41 years of experience in the finance industry.
Jessica Stewart (CRD# 4853387) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Monterey, CA and has over 15 years of experience in the finance industry.
Joseph Stretch (CRD# 6579607) is an Investment Advisor Representative working at State Farm Investment Management Corp. in Salinas, CA and has over 8 years of experience in the finance industry.
Kay Sullivan (CRD# 4553064) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Monterey, CA and has over 21 years of experience in the finance industry.
Michael Sullivan (CRD# 1058805) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Monterey, CA and has over 41 years of experience in the finance industry.
Joseph Sweeney (CRD# 4244686) is an Investment Advisor Representative working at Seal Rock Wealth Management, LLC in Monterey, CA and has over 23 years of experience in the finance industry.
James Tarantino (CRD# 3222286) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Carmel, CA and has over 24 years of experience in the finance industry.
Rolf Trautsch (CRD# 1219010) is an Investment Advisor Representative working at C & T Financial Services Group, Inc. in Pacific Grove, CA and has over 38 years of experience in the finance industry. Rolf Trautsch has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Tara Trautsch (CRD# 5292832) is an Investment Advisor Representative working at Nwf Advisory Services Inc. in Pacific Grove, CA and has over 17 years of experience in the finance industry. Tara Trautsch has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Laurence Walker (CRD# 1001751) is an Investment Advisor Representative working at Commonwealth Financial Network in Monterey, CA and has over 42 years of experience in the finance industry.