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Distance Metro area (25 miles)
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COMPENSATION Either
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DESIGNATIONS
- CFA = Chartered Financial Analyst
- CFP = Certified Financial Planner
- ChFC = Chartered Financial Consultant
- CIMA = Certified Investment Management Analyst
- CDFA = Certified Divorce Financial Analyst
- CPA = Certified Public Accountant
- PFS = Personal Financial Specialist
- CFP
- CFA
- ChFC
- CDFA
- CPA
- CIMA
- PFS
David Sherwood (CRD# 5126928) is an Investment Advisor Representative working at Evanson Asset Management, LLC in Carmel, CA and has over 18 years of experience in the finance industry.
Michael Smith (CRD# 4171400) is an Investment Advisor Representative working at Primerica Advisors in Salinas, CA and has over 24 years of experience in the finance industry.
Richard Soares (CRD# 1105512) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Monterey, CA and has over 41 years of experience in the finance industry. Richard Soares has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Sean Spowart (CRD# 2458065) is an Investment Advisor Representative working at Cypress Coast Investments in Carmel, CA and has 1 year of experience in the finance industry.
Fred Sprinz (CRD# 843931) is an Investment Advisor Representative working at On Investment Management Co in Salinas, CA and has over 25 years of experience in the finance industry. Fred Sprinz has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Christoph Stapleton (CRD# 2110489) is an Investment Advisor Representative working at Ameriprise Financial Services, LLC in Monterey, CA and has over 33 years of experience in the finance industry.
Steven Steinberg (CRD# 2587259) is an Investment Advisor Representative working at The Investment House LLC in Pacific Grove, CA and has over 29 years of experience in the finance industry.
James Sterbick (CRD# 2539575) is an Investment Advisor Representative working at Lpl Financial LLC in Pacific Grove, CA and has over 29 years of experience in the finance industry.
Melissa Sterling (CRD# 6803019) is an Investment Advisor Representative working at Edward Jones in Carmel, CA and has over 6 years of experience in the finance industry.
Daniel Stewart (CRD# 3220485) is an Investment Advisor Representative working at Topturn Capital, LLC in Monterey, CA and has over 24 years of experience in the finance industry.