Michael Mattes (CRD# 6273697) is an Investment Advisor Representative working at First Trust Advisors LP in Peachtree City, GA and has over 9 years of experience in the finance industry.
CRD# 4194526
Synovus Securities, Inc.
CRD# 4148297
Edward Jones
CRD# 6319317
Edward Jones
Company Name | Location | Dates | Years |
---|---|---|---|
First Trust Advisors LP | Wheaton, IL | Apr 2019 - Current | 5 |
First Trust Portfolios LP | Wheaton, IL | Apr 2019 - Current | 5 |
Invesco Distributors, Inc. | Downers Grove, IL | Oct 2016 - Apr 2019 | 2 |
Invesco Advisers, Inc. | Downers Grove, IL | Oct 2016 - Apr 2019 | 2 |
Axa Advisors, LLC | New York, NY | Nov 2014 - Oct 2016 | 1 |
Unemployed | Palos Park, IL | Sep 2014 - Nov 2014 | < 1 |
National Securities Corporation | Chicago, IL | Nov 2013 - Sep 2014 | < 1 |
Exam Code | Name | Passed Date |
---|---|---|
S65 | NASAA Investment Advisors Law Examination | May 2015 |
S63 | Uniform Securities State Law Examination | Jun 2014 |
- IL
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Total Assets Under Management210,879MILLIONS
-
Total Number of Accounts2,926ACCOUNTS
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Average Account Value$72,070,745
- A percentage of assets under your management
- Other
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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