Shawn Rivers (CRD# 4275892) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Peabody, MA and has over 23 years of experience in the finance industry.
CRD# 6371217
Integrated Wealth Concepts LLC
CRD# 2570107
Abrams Financial Management
CRD# 4429381
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Ubs Financial Services | Peabody, MA | Sep 2022 - Current | 1 |
| Morgan Stanley | Boston, MA | Jan 2018 - Sep 2022 | 4 |
| Malden Redevelopment Authority | Malden, MA | Feb 2013 - Jan 2018 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Feb 2001 |
| S66 | NASAA Uniform Combined State Law Examination | Nov 2023 |
- NJ
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Total Assets Under Management702,387MILLIONS
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Total Number of Accounts1,093,486ACCOUNTS
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Average Account Value$642,338
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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