Shaun Jones (CRD# 4376850) is an Investment Advisor Representative working at Jones Fiduciary Wealth Management LLC in Pawtucket, RI and has over 22 years of experience in the finance industry. Shaun Jones has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4318531
Integrated Wealth Concepts LLC
CRD# 4030542
Ameriprise Financial Services, LLC
CRD# 6230536
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Dynamic Wealth Strategies, LLC | Pawtucket, RI | Apr 2021 - Current | 3 |
| Jones Fiduciary Wealth Management LLC | Pawtucket, RI | Mar 2021 - Current | 3 |
| Securian Financial Services Inc. | St Paul, MN | Apr 2001 - Mar 2021 | 19 |
| Minnesota Life | St Paul, MN | Apr 2001 - Mar 2021 | 19 |
| Diamond State Financial Group Inc. | Newark, DE | Apr 2001 - Mar 2021 | 19 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jun 2001 |
| S65 | NASAA Investment Advisors Law Examination | Mar 2002 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- DE
- RI
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Total Assets Under Management70MILLIONS
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Total Number of Accounts150ACCOUNTS
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Average Account Value$464,934
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
DE, RI
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