Daniel Roberts (CRD# 2208120) is an Investment Advisor Representative working at Linden Thomas Advisory Services, LLC in Parrish, FL and has over 32 years of experience in the finance industry.
CRD# 6120456
Sage Wealth Consulting, LLC
CRD# 4691463
Raymond James & Associates, Inc.
CRD# 5983189
Edward Jones
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Securitize Markets, LLC | Miami, FL | Jan 2024 - Current | < 1 |
| Aspida Investor Services, LLC | Durham, NC | Sep 2022 - Current | 1 |
| Roberts Compliance Services, LLC | Parrish, FL | Aug 2021 - Current | 2 |
| Indexperts, LLC | Charlotte, NC | Jul 2021 - Current | 2 |
| Vistia Capital, LLC | Castle Rock, CO | Dec 2020 - Current | 3 |
| Rockefeller Financial LLC | New York, NY | May 2019 - Current | 4 |
| Iur Securities LLC | Stanton, IA | Apr 2019 - Current | 5 |
| Linden Thomas & Company Securities LLC | Charlotte, NC | Feb 2019 - Current | 5 |
| Linden Thomas Advisory Services | Stanton, IA | Feb 2019 - Current | 5 |
| Miura Capital, LLC | Miami, FL | Jun 2023 - Dec 2023 | < 1 |
| Carl Marks Securities, LLC | New York, NY | Oct 2020 - Nov 2023 | 3 |
| Monmouth Capital Management | Holmdel, NJ | Jan 2022 - Jun 2023 | 1 |
| Angel Island Capital Services, LLC | Stanton, IA | Jun 2019 - Jun 2023 | 4 |
| Barnabas Capital, LLC | Cornelius, NC | Sep 2021 - Aug 2022 | < 1 |
| People's United Advisors | Stanton, Ia, IA | Jul 2021 - Aug 2022 | 1 |
| People's Securities, Inc. | Stanton, IA | Jun 2021 - Aug 2022 | 1 |
| Patten Training & Review LLC | The Woodlands, TX | Feb 2019 - Aug 2021 | 2 |
| Robus Capital Partners LLC | San Juan, PR | Oct 2020 - Mar 2021 | < 1 |
| Guardian Life Insurance Co Of America | New York, NY | Jun 2018 - Feb 2019 | < 1 |
| Park Avenue Securities, LLC | New York, NY | Jun 2018 - Feb 2019 | < 1 |
| Nationwide Securities, LLC | Omaha, NE | Jul 2005 - Jun 2018 | 12 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Feb 1992 |
| S65 | NASAA Investment Advisors Law Examination | Jan 2006 |
| S66 | NASAA Uniform Combined State Law Examination | Dec 1998 |
- NC
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Total Assets Under Management1,370MILLIONS
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Total Number of Accounts6,532ACCOUNTS
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Average Account Value$209,681
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
CA, FL, GA, LA, MD, MT, NC, NY, SC, TN, TX, VA, WA
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