Michele McCarty-Woods (CRD# 2261080) is an Investment Advisor Representative working at Brokers Financial in Panora, IA and has over 16 years of experience in the finance industry.
CRD# 5749884
Lpl Financial LLC
CRD# 1685183
Lpl Financial LLC
CRD# 2069969
Mml Investors Services, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Brokers International Financial Services LLC | Urbandale, IA | Mar 2011 - Current | 13 |
| Retirement Resources, Inc. | Panora, IA | Jan 2000 - Current | 24 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Dec 2007 |
| S65 | NASAA Investment Advisors Law Examination | Sep 2014 |
- IA
-
Total Assets Under Management2,000MILLIONS
-
Total Number of Accounts11,566ACCOUNTS
-
Average Account Value$172,960
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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