Shawn Oesterreicher (CRD# 6378467) is an Investment Advisor Representative working at Stats Investments in Palos Verdes Estates, CA and has over 8 years of experience in the finance industry.
CRD# 2619073
Wedbush Securities Inc.
CRD# 1343922
Virtue Capital Management, LLC
CRD# 5779397
Madison Avenue Securities, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee, WI | Aug 2014 - Feb 2015 | < 1 |
| Northwestern Mutual Investment Services LLC | Denver, CO | Aug 2014 - Feb 2015 | < 1 |
| Shawn Oesterreicher | Denver, CO | Sep 2011 - Aug 2014 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Mar 2016 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
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Total Assets Under Management1MILLIONS
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Total Number of Accounts10ACCOUNTS
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Average Account Value$51,078
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
CA
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