Joseph Stafford (CRD# 5292103) is an Investment Advisor Representative working at Mml Investors Services, LLC in Palm Coast , FL and has over 16 years of experience in the finance industry. Joseph Stafford has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2725491
Ameriprise Financial Services, LLC
CRD# 2836509
Securities America Advisors, Inc.
CRD# 6991432
Raymond James Financial Services Advisors, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Massmutual Life Insurance Co | Palm Coast, FL | Aug 2021 - Current | 2 |
| Mml Investors Services, LLC | Palm Coast, FL | Aug 2021 - Current | 2 |
| Crossroads Insurance Benefits, Inc. | Bargersville, IN | May 2003 - Current | 21 |
| Ameriprise Financial Services Inc. | Greenwood, IN | May 2017 - Aug 2021 | 4 |
| Raymond James Financial Services, Inc. | Indianapolis, IN | May 2015 - May 2017 | 2 |
| Raymond James Financial Services Advisors Inc. | Indianapolis, IN | May 2015 - May 2017 | 2 |
| Mass Mutual Life Insurance Company | Springfield, MA | Jul 2010 - Jan 2015 | 4 |
| Mml Investors Services Inc. | Springfield, MA | Jul 2010 - Jan 2015 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Apr 2008 |
| S66 | NASAA Uniform Combined State Law Examination | Sep 2010 |
- FL
- IN
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Total Assets Under Management72,828MILLIONS
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Total Number of Accounts351,645ACCOUNTS
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Average Account Value$207,106
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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