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Distance Metro area (25 miles)
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COMPENSATION Either
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DESIGNATIONS
- CFA = Chartered Financial Analyst
- CFP = Certified Financial Planner
- ChFC = Chartered Financial Consultant
- CIMA = Certified Investment Management Analyst
- CDFA = Certified Divorce Financial Analyst
- CPA = Certified Public Accountant
- PFS = Personal Financial Specialist
- CFP
- CFA
- ChFC
- CDFA
- CPA
- CIMA
- PFS
Alfred Au (CRD# 6213875) is an Investment Advisor Representative working at Compass Capital Management Group LLC in San Mateo, CA and has over 6 years of experience in the finance industry.
Walter Au (CRD# 2563044) is an Investment Advisor Representative working at Dixon Financial Services in Lafayette, CA and has over 29 years of experience in the finance industry.
James Audley (CRD# 2427000) is an Investment Advisor Representative working at Argent Wealth Advisors, LLC in Lafayette, CA and has over 30 years of experience in the finance industry.
Kathleen Augusta (CRD# 1729907) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Palo Alto, CA and has over 17 years of experience in the finance industry.
Leon Augustine (CRD# 5324754) is an Investment Advisor Representative working at Cambridge Investment Research Advisors, Inc. in Oakland, CA and has over 17 years of experience in the finance industry. Leon Augustine has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Salim Augustyn (CRD# 5629908) is an Investment Advisor Representative working at U.s. Bancorp Investments, Inc. in San Francisco, CA and has over 12 years of experience in the finance industry.
Gurvinder Aujla (CRD# 4725124) is an Investment Advisor Representative working at Avantax Advisory Services in Oakland, CA and has over 19 years of experience in the finance industry.
Raquel Austin (CRD# 4317943) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in San Francisco, CA and has over 19 years of experience in the finance industry.
Randal Avey (CRD# 1057866) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in San Francisco, CA and has over 33 years of experience in the finance industry.
Olusola Awofala (CRD# 2605349) is an Investment Advisor Representative working at Fort Point Capital Partners LLC in San Francisco, CA and has over 29 years of experience in the finance industry.