Mason Pendleton (CRD# 6679973) is an Investment Advisor Representative working at Morgan Stanley in Oxnard, CA and has over 2 years of experience in the finance industry.
CRD# 5656946
The Lynd Group Advisors, LLC
CRD# 6139451
Osaic Fa, Inc.
CRD# 2781617
Thalassa Capital LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Morgan Stanley Private Bank, N.a | New York, NY | Jun 2023 - Current | 1 |
Morgan Stanley | Oxnard, CA | Sep 2021 - Current | 2 |
Corrigan & Company | Santa Barbara, CA | Sep 2017 - Sep 2021 | 4 |
Northern Arizona University | Flagstaff, CA | Aug 2013 - Aug 2017 | 4 |
Morgan Stanley | Oxnard, CA | Jul 2016 - Aug 2016 | < 1 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | Sep 2021 |
- CA
- TX
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Total Assets Under Management1,402,426MILLIONS
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Total Number of Accounts2,405,783ACCOUNTS
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Average Account Value$582,939
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Performance-based fees
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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