Roya Vassell (CRD# 5439251) is an Investment Advisor Representative working at T. Rowe Price Associates, Inc. in Owings Mills,, MD and has over 15 years of experience in the finance industry.
CRD# 2962660
Grove Point Advisors, LLC
CRD# 1817336
Cetera Investment Advisers LLC
CRD# 1582180
Thrivent Investment Management Inc.
Company Name | Location | Dates | Years |
---|---|---|---|
T Rowe Price | Owings Mills, MD | Jun 2022 - Current | 1 |
Merrill Lynch, Pierce, Fenner & Smith Incorporated | Washington, DC | Mar 2021 - Jun 2022 | 1 |
Gogokid (bytedance Pte Ltd) | Apex, | Dec 2020 - Aug 2021 | < 1 |
Merrill Lynch, Pierce, Fenner & Smith Incorporated | Washington, DC | Jul 2020 - Nov 2020 | < 1 |
Profunds Distributors, Inc. | Bethesda, MD | Dec 2017 - Jul 2020 | 2 |
Bed Bath & Beyond Inc. | Rockville, MD | Nov 2017 - Nov 2017 | < 1 |
Morgan Stanley | Washington, DC | Jul 2017 - Oct 2017 | < 1 |
Morgan Stanley Private Bank, N.a. | Washington, DC | Jul 2017 - Oct 2017 | < 1 |
Profunds Distributors, Inc. | Bethesda, MD | Apr 2011 - Jul 2017 | 6 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Jun 2008 |
S66 | NASAA Uniform Combined State Law Examination | Sep 2022 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- MD
-
Total Assets Under Management1,752,267MILLIONS
-
Total Number of Accounts4,696ACCOUNTS
-
Average Account Value$373,140,338
- A percentage of assets under your management
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
About Wealthminder
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.