James Claiborne, financial advisor Overland Park KS
103 score

James Claiborne

CRD Number: 2074636
Current Firm: Cambridge Investment Research Advisors, Inc.
Compensation Model: Both
James Claiborne (CRD# 2074636) is an Investment Advisor Representative working at Cambridge Investment Research Advisors, Inc. in Overland Park, KS and has over 25 years of experience in the finance industry.
CONTACT
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Professional Designations
Company Name Location Dates Years
Cambridge Investment Research Advisors, Inc. Fairfiled, IA Jan 2010 - Current 9
Cambridge Investment Research, Inc. Fairfield, IA Jul 2005 - Current 13
Prism Financial Group, LLC Overland Park, KS Jul 2005 - Jun 2010 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1990
S6 Investment Company and Variable Contracts Products Representative Examination (IR) Jul 1991
S7 General Securities Representative Examination (GS) Dec 2003
S24 General Securities Principal Examination (GP) Nov 2009
Contact Info for James C. Claiborne
Phone Number: 913-948-9489
Advisor Website: http://fpgkc.com
Firm Website: http://www.cir2.com
Registered State(s):
  • KS
  • TX
  • AR
  • AZ
  • CA
  • CO
  • FL
By the Numbers
  • Total Assets Under Management
    44,327
    MILLIONS
  • Total Number of Accounts
    276,236
    ACCOUNTS
  • Average Account Value
    $160,469
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Market timing services
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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BADGES
103
Verified Page
Data verified by both the advisor and the public regulatory data.
Clean Record
This advisor has a clean track record with regulators.

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