Howard Buck (CRD# 1541938) is an Investment Advisor Representative working at Prime Capital Investment Advisors, LLC in Wilmington, DE and has over 37 years of experience in the finance industry.
CRD# 6180296
Oppenheimer & Company Inc.
CRD# 6436358
Planning Capital Management Corp.
CRD# 6237585
Edward Jones
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Prime Capital Investment Advisor | Overland Park, KS | Apr 2022 - Current | 2 |
| Private Client Services | Wilmington, DE | Jan 2022 - Current | 2 |
| Buck And Buck | Wilmington, DE | Dec 2004 - Current | 19 |
| 20/20 Capital Management | Costa Mesa, CA | Nov 2015 - Jan 2023 | 7 |
| 20/20 Financial Advisers Of Delaware | Wilmington, DE | Jan 2005 - Jan 2023 | 18 |
| Ameritas Life Insurance | Lincoln, NE | Jun 2006 - Jan 2022 | 15 |
| Ameritas Investment Corp. | Lincoln, NE | Oct 2003 - Jan 2022 | 18 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 1986 |
| S66 | NASAA Uniform Combined State Law Examination | Aug 2011 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- DE
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Total Assets Under Management24,363MILLIONS
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Total Number of Accounts30,635ACCOUNTS
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Average Account Value$795,263
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
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