Herbert Montgomery, financial advisor Orleans MA

Herbert Montgomery

CRD Number: 4013578
Current Firm: The Montgomery Financial Group, Inc.

Herbert Montgomery (CRD# 4013578) is an Investment Advisor Representative working at The Montgomery Financial Group, Inc. in Orleans, MA and has over 20 years of experience in the finance industry. Herbert Montgomery has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
The Montgomery Financial Group, Inc. Orleans, MA Jun 2006 - Current 13
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1999
Contact Info for Herbert E. Montgomery
Phone Number: 508-240-1151
Registered State(s):
  • MA
By the Numbers
  • Total Assets Under Management
    34
    MILLIONS
  • Total Number of Accounts
    131
    ACCOUNTS
  • Average Account Value
    $261,864
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

MA

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BADGES
Clean Record
This advisor has a clean track record with regulators.

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