Darren Smith (CRD# 2669924) is an Investment Advisor Representative working at John Hancock Investment Management LLC in Orem, UT and has over 28 years of experience in the finance industry. Darren Smith has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4683570
Cetera Investment Advisers LLC
CRD# 1870699
Five Seasons Financial Planning LLC
CRD# 840425
Equitable Advisors, LLC
Company Name | Location | Dates | Years |
---|---|---|---|
John Hancock Distributors LLC | Boston, MA | Aug 2019 - Current | 4 |
John Hancock Advisers, LLC | Boston, MA | Nov 2018 - Current | 5 |
John Hancock Distributors LLC | Boston, MA | Dec 2011 - Current | 12 |
John Hancock Advisers, LLC | Boston, MA | Jul 2008 - Current | 16 |
Mfc Global Investment Management (u.s.), LLC | Boston, MA | Jul 2008 - Current | 16 |
John Hancock | Orem, UT | Sep 2001 - Current | 22 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Oct 1995 |
S65 | NASAA Investment Advisors Law Examination | Jun 1996 |
- MA
- UT
-
Total Assets Under Management189,589MILLIONS
-
Total Number of Accounts28,802ACCOUNTS
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Average Account Value$6,582,489
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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