Alan Rhode (CRD# 5637499) is an Investment Advisor Representative working at Modern Wealth LLC in Oreland, PA and has over 14 years of experience in the finance industry. Alan Rhode has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2972218
Lpl Financial LLC
CRD# 4498867
Raymond James Financial Services Advisors, Inc.
CRD# 6180296
Oppenheimer & Company Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Modern Wealth LLC | Oreland, PA | Jan 2019 - Current | 5 |
| United Capital Financial Advisers, LLC | Newport Beach, CA | Feb 2018 - Nov 2018 | < 1 |
| Helpsquad | Willow Grove, PA | Aug 2015 - Feb 2018 | 2 |
| Ameriprise Financial Services Inc. | Conshohocken, PA | Mar 2014 - Jul 2015 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Sep 2009 |
| S66 | NASAA Uniform Combined State Law Examination | Nov 2009 |
- PA
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Total Assets Under Management10MILLIONS
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Total Number of Accounts166ACCOUNTS
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Average Account Value$62,494
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
PA
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