Sze Wan Lee (CRD# 4894167) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Orange, CA and has over 19 years of experience in the finance industry.
CRD# 1620034
Raymond James & Associates, Inc.
CRD# 6384003
Dorman Skorheim Wealth Management LLC
CRD# 2361078
Baker Jensen Investment Advisors, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Transamerica Financial Advisors, Inc. | Orange, CA | Mar 2021 - Current | 3 |
| Paychex, Inc. | Costa Mesa, CA | Jun 2020 - Current | 4 |
| World Financial Group, Inc. | Orange, CA | May 2020 - Current | 4 |
| Capital One Financial Corp | Mclean, VA | May 2021 - May 2021 | < 1 |
| Paychex, Inc. | Costa Mesa, CA | Aug 2019 - May 2020 | < 1 |
| Transamerica Financial Advisors, Inc. | Orange, CA | Jan 2012 - Sep 2019 | 7 |
| World Financial Group, Inc. | Orange, CA | Dec 2004 - Sep 2019 | 14 |
| International Business Machines (ibm) | Armonk, NY | Aug 2018 - Aug 2019 | 1 |
| Straumann | Andover, MA | Mar 2017 - Aug 2018 | 1 |
| Paychex | Santa Ana, CA | Aug 2011 - Aug 2018 | 7 |
| Blue Shield | Los Angeles, CA | Mar 2009 - Nov 2014 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Mar 2005 |
| S65 | NASAA Investment Advisors Law Examination | Jul 2021 |
- CA
-
Total Assets Under Management1,619MILLIONS
-
Total Number of Accounts45,001ACCOUNTS
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Average Account Value$35,987
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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