Harry BarthCRD Number: 13891
Current Firm: Secura Financial
Harry Barth (CRD# 13891) is an Investment Advisor Representative working at Secura Financial in Orange, CA and has over 37 years of experience in the finance industry. Harry Barth has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Raymond James & Associates, Inc.
Dorman Skorheim Wealth Management LLC
Baker Jensen Investment Advisors, LLC
|Crown Capital Securities, LP||Orange, CA||Jan 2015 - Current||8|
|Bentley Financial & Insurance Services, Inc.||Orange, CA||Jan 2008 - Current||15|
|Barthcalderon, LLP||Santa Ana, CA||Jan 2003 - Current||20|
|Secura Financial, LLC||Orange, CA||Jul 1997 - Current||25|
|Fortress Equity Mortgage||Orange, CA||Jan 1997 - Dec 2021||24|
|J.w. Cole Advisors, Inc.||Tampa, FL||Jan 2014 - Dec 2014||< 1|
|J.w. Cole Financial, Inc.||Carlsbad, CA||Jun 2012 - Dec 2014||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 1986|
|S65||NASAA Investment Advisors Law Examination||Mar 1994|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management207MILLIONS
Total Number of Accounts1,007ACCOUNTS
Average Account Value$205,525
- A percentage of assets under your management
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