David Carroll (CRD# 2429086) is an Investment Advisor Representative working at Cwm, LLC in Omaha, NE and has over 29 years of experience in the finance industry.
CRD# 6243132
Edward Jones
CRD# 5297231
Charles Schwab & Company, Inc.
CRD# 6157826
Principal Advised Services
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Cwm, LLC | Omaha, NE | Feb 2024 - Current | < 1 |
| Carson Wealth | Elkhorn, NE | Feb 2024 - Current | < 1 |
| Elk River Wealth Management LLC | Omaha, NE | Jul 2020 - Feb 2024 | 3 |
| Purshe Kaplan Sterling Investments Inc. | Albany, NY | Jul 2020 - Feb 2024 | 3 |
| Lpl Financial LLC | Omaha, NE | Dec 2011 - Jul 2020 | 8 |
| Mutual Of Omaha Bank | Omaha, NE | Dec 2011 - Jul 2020 | 8 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jan 1995 |
| S66 | NASAA Uniform Combined State Law Examination | May 2006 |
- NE
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Total Assets Under Management26,774MILLIONS
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Total Number of Accounts110,327ACCOUNTS
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Average Account Value$242,682
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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