Lloyd Baxter (CRD# 1372358) is an Investment Advisor Representative working at Securities America Advisors, Inc. in Ocean Springs, MS and has over 36 years of experience in the finance industry.
CRD# 1442341
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 4404920
Stifel, Nicolaus & Company, Incorporated
CRD# 6898590
Edward Jones
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Securities America, Inc. | Biloxi, MS | Oct 2017 - Current | 6 |
| Securities America Advisors | Biloxi, MS | Oct 2017 - Current | 6 |
| National Planning Corporation | Biloxi, MS | Dec 2015 - Oct 2017 | 1 |
| Thompson, Diaz, Baxter, Byrne & Assoc., P.a. | Biloxi, MS | Aug 1994 - Oct 2017 | 23 |
| Next Financial Group Inc. | Biloxi, MS | Jan 2009 - Dec 2015 | 6 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Dec 1987 |
| S65 | NASAA Investment Advisors Law Examination | Feb 1999 |
- MS
- TX
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Total Assets Under Management40,420MILLIONS
-
Total Number of Accounts211,150ACCOUNTS
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Average Account Value$191,430
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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