James Babson (CRD# 1524676) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Oakland, CA and has over 29 years of experience in the finance industry.
CRD# 4461199
Monetary Management Corporation
CRD# 4983680
Perigon Wealth Management, LLC
CRD# 2626420
Alpha Blue Capital
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Charles Schwab & Company, Inc. | Oakland, CA | Mar 2021 - Current | 3 |
| Charles Schwab Bank, Ssb | Oakland, CA | Mar 2021 - Current | 3 |
| Aberdeen Fund Distributors, LLC | Philadelphia, PA | Apr 2016 - Dec 2020 | 4 |
| Aberdeen Asset Management Inc. | Philadelphia, PA | Apr 2016 - Dec 2020 | 4 |
| Quasar Distributors, LLC | Milwaukee, WI | Mar 2014 - Apr 2016 | 2 |
| O'shaughnessy Asset Management, LLC | Stamford, CT | Feb 2014 - Apr 2016 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jan 2007 |
| S65 | NASAA Investment Advisors Law Examination | Oct 1994 |
- CA
-
Total Assets Under Management0MILLIONS
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Total Number of Accounts0ACCOUNTS
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Average Account Value$0
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Selection of other advisers (including private fund managers)
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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