Brian AbbottCRD Number: 5316431
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Brian Abbott (CRD# 5316431) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Oak Brook, IL and has over 12 years of experience in the finance industry.
Waddell & Reed
Forum Financial Management, LP
|Bank Of America, N.a.||Oak Brook, IL||Sep 2018 - Current||1|
|Merrill Lynch Pierce Fenner & Smith Inc.||Oak Brook, IL||May 2018 - Current||1|
|Student||Frankfurt Am Main,||Aug 2016 - Apr 2018||1|
|Zacks Investment Management Inc.||Chicago, IL||Oct 2014 - May 2016||1|
|Morgan Stanley Wealth Management||Chicago, IL||Sep 2013 - Oct 2014||1|
|City Of Chicago||Chicago, IL||Apr 2013 - Jun 2013||< 1|
|Unemployed||New York, NY||Feb 2013 - Mar 2013||< 1|
|Ernst & Young LLP||New York, NY||Mar 2011 - Jan 2013||1|
|Finra||Chicago, IL||Jul 2007 - Feb 2011||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 2007|
|S66||NASAA Uniform Combined State Law Examination||Sep 2018|
Total Assets Under Management797,284MILLIONS
Total Number of Accounts2,472,247ACCOUNTS
Average Account Value$322,494
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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