Brian Abbott, financial advisor Oak Brook IL

Brian Abbott

CRD Number: 5316431
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Brian Abbott (CRD# 5316431) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Oak Brook, IL and has over 12 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. Oak Brook, IL Sep 2018 - Current 1
Merrill Lynch Pierce Fenner & Smith Inc. Oak Brook, IL May 2018 - Current 1
Student Frankfurt Am Main, Aug 2016 - Apr 2018 1
Zacks Investment Management Inc. Chicago, IL Oct 2014 - May 2016 1
Morgan Stanley Wealth Management Chicago, IL Sep 2013 - Oct 2014 1
City Of Chicago Chicago, IL Apr 2013 - Jun 2013 < 1
Unemployed New York, NY Feb 2013 - Mar 2013 < 1
Ernst & Young LLP New York, NY Mar 2011 - Jan 2013 1
Finra Chicago, IL Jul 2007 - Feb 2011 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2007
S66 NASAA Uniform Combined State Law Examination Sep 2018
Contact Info for Brian Abbott
Phone Number: 800-637-7455
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
    797,284
    MILLIONS
  • Total Number of Accounts
    2,472,247
    ACCOUNTS
  • Average Account Value
    $322,494
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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BADGES
Clean Record
This advisor has a clean track record with regulators.

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