Joseph Dailey (CRD# 5296287) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Nyack, NY and has over 17 years of experience in the finance industry.
CRD# 1420183
Financial Life Focus, LLC
CRD# 2708116
Park Avenue Securities LLC
CRD# 5146297
Origin Investment Advisory LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Carter James Properties LLC | Palm Beach, FL | Dec 2021 - Current | 2 |
Carter James Properties LLC | New Windsor, NY | Nov 2021 - Current | 2 |
J.p. Morgan Securities LLC | Nyack, NY | Oct 2021 - Current | 2 |
Jp Morgan Chase Bank, N.a. | Nyack, NY | Oct 2021 - Current | 2 |
Carter James Properties LLC | Palm Beach Gardens, FL | Jan 2021 - Current | 3 |
Carter James Properties LLC | Middletown, NY | Aug 2022 - Nov 2023 | 1 |
Bank Of America, N.a. | West Palm Beach, FL | Jul 2016 - Oct 2021 | 5 |
Merrill Lynch, Pierce, Fenner & Smith Incorporated | West Palm Beach, FL | Jul 2016 - Oct 2021 | 5 |
Wells Fargo Advisors, LLC | West Palm Beach, FL | Oct 2014 - Jul 2016 | 1 |
J.p. Morgan Securities LLC | Jupiter, FL | Oct 2012 - Oct 2014 | 2 |
Jp Morgan Chase Na | White Plains, NY | Feb 2007 - Oct 2014 | 7 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Apr 2007 |
S66 | NASAA Uniform Combined State Law Examination | Nov 2011 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- NY
- TX
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Total Assets Under Management249,731MILLIONS
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Total Number of Accounts1,034,072ACCOUNTS
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Average Account Value$241,502
- A percentage of assets under your management
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
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