James Richard (CRD# 2602752) is an Investment Advisor Representative working at Coral Reef Advisors LLC in Northbrook, IL and has over 29 years of experience in the finance industry.
CRD# 2216510
Sequoia Wealth Management, LLC
CRD# 6067744
Goldstone Financial Group, LLC
CRD# 4846117
Hightower Advisors, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Private Client Services | Northbrook, IL | Feb 2024 - Current | < 1 |
| Coral Reef Advisors LLC | Ponte Vedra, FL | Aug 2023 - Current | < 1 |
| Snowden Lane Partners | New York, NY | Nov 2019 - Feb 2024 | 4 |
| J.p. Morgan Securities LLC | Chicago, IL | Sep 2013 - Nov 2019 | 6 |
| Jpmorgan Chase Bank Na | Chicago, IL | Sep 2013 - Nov 2019 | 6 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | May 1995 |
| S65 | NASAA Investment Advisors Law Examination | May 1999 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- IL
- TX
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Total Assets Under Management53MILLIONS
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Total Number of Accounts36ACCOUNTS
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Average Account Value$1,462,583
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
FL, IL, TX
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