Mario Encarnacion
CRD Number: 7446815Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Mario Encarnacion (CRD# 7446815) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in North Providence, RI and has over 2 years of experience in the finance industry.
CRD# 4318531
Integrated Wealth Concepts LLC
CRD# 4030542
Ameriprise Financial Services, LLC
CRD# 6230536
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Cranston, RI | Nov 2022 - Current | 1 |
| Bank Of America, N.a. | Cranston, RI | Nov 2022 - Current | 1 |
| Jpmorgan Chase Bank, N.a. | Providence, RI | Sep 2021 - Oct 2022 | 1 |
| J.p. Morgan Securities LLC | Providence, RI | Sep 2021 - Oct 2022 | 1 |
| Bank Of America | Providence, RI | Dec 2018 - Aug 2021 | 2 |
| Unemployed | Providence, RI | Jun 2018 - Dec 2018 | < 1 |
| Asking Staff | Warwick, RI | May 2018 - Jun 2018 | < 1 |
| Unemployed | Providence, RI | Feb 2018 - Apr 2018 | < 1 |
| Santander Banker | Warwick, RI | Oct 2015 - Jan 2018 | 2 |
| Walgreens | Providence, RI | Oct 2013 - Oct 2015 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Nov 2021 |
| S66 | NASAA Uniform Combined State Law Examination | Jun 2023 |
- RI
- TX
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Total Assets Under Management1,271,594MILLIONS
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Total Number of Accounts2,911,578ACCOUNTS
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Average Account Value$436,737
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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