Susan Tompkins (CRD# 2146355) is an Investment Advisor Representative working at Fidelity Personal And Workplace Advisors in Nolensville, TN and has over 32 years of experience in the finance industry.
CRD# 2638266
Cypress Capital, LLC
CRD# 3240223
Ameriprise Financial Services, LLC
CRD# 2546494
Ameriprise Financial Services, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Fidelity Investments | Nolensville, TN | Sep 2021 - Current | 2 |
| Ubs | Nashville, TN | Aug 2021 - Sep 2021 | < 1 |
| Unemployed | Nolensville, TN | Mar 2021 - Aug 2021 | < 1 |
| Wealthvest | Nolensville, TN | Feb 2021 - Mar 2021 | < 1 |
| American General Life Insurance | Brentwood, TN | Oct 2018 - Feb 2021 | 2 |
| Aig Capital Services, Inc. | Brentwood, TN | Oct 2018 - Feb 2021 | 2 |
| Tiaa-cref Individual & Institutional Services, LLC | Charlotte, NC | May 2012 - Oct 2018 | 6 |
| Tiaa | Charlotte, NC | May 2012 - Oct 2018 | 6 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | May 1991 |
| S66 | NASAA Uniform Combined State Law Examination | Dec 2021 |
- TN
- TX
-
Total Assets Under Management818,776MILLIONS
-
Total Number of Accounts1,991,043ACCOUNTS
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Average Account Value$411,230
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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