Kathy DavidCRD Number: 4462794
Current Firm: Wells Fargo Clearing Services, LLC
Kathy David (CRD# 4462794) is an Investment Advisor Representative working at Wells Fargo Clearing Services, LLC in Nocona, TX and has over 21 years of experience in the finance industry.
Ameriprise Financial Services, LLC
Lpl Financial LLC
|Wells Fargo Clearing Services, LLC||Wichita Falls, TX||Nov 2016 - Current||6|
|Wells Fargo Advisors LLC||Wichita Falls, TX||Jan 2011 - Nov 2016||5|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 2001|
|S66||NASAA Uniform Combined State Law Examination||Oct 2006|
Total Assets Under Management647,796MILLIONS
Total Number of Accounts1,477,661ACCOUNTS
Average Account Value$438,393
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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