James Bales, financial advisor Newport News VA

James Bales

CRD Number: 2542261
Current Firm: Centaurus Financial, Inc.

James Bales (CRD# 2542261) is an Investment Advisor Representative working at Centaurus Financial, Inc. in Newport News, VA and has over 29 years of experience in the finance industry.

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Merrill Lynch, Pierce, Fenner & Smith Incorporated
Company Name Location Dates Years
Centaurus Financial, Inc. Orange, CA Mar 2001 - Current 23
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 1994
S65 NASAA Investment Advisors Law Examination Jun 1999
Contact Info for James A. Bales
Phone Number: 714-456-1790
Registered State(s):
  • AL
  • CA
  • FL
  • LA
  • MD
  • NV
  • NJ
  • NC
  • OH
  • OK
  • PA
  • SC
  • TX
  • VA
By the Numbers
  • Total Assets Under Management
    5,212
    MILLIONS
  • Total Number of Accounts
    30,814
    ACCOUNTS
  • Average Account Value
    $169,144
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Market timing services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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